Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brad Allen WoodsCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC01-06-2009
Mark David WilliamsSA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC$20002-02-2009
John Edward Mccloskey Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-10-2009
Sandra Grace JohnsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5002-18-2009
Christopher Robert EmdeGregory J. Schwartz & Co., Inc.Wells Fargo Clearing Services, LLC03-03-2009
Jonathan Robert LaundraEdward JonesWells Fargo Clearing Services, LLC$2503-27-2009
Nicole Renee WestropeChase Investment Services Corp.Wells Fargo Clearing Services, LLC04-06-2009
Theodis Leandra Morson IIIHilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC$2504-15-2009
John Edward LowMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2505-08-2009
Joseph Donald CarterMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-08-2009
Gregory Louis ShawStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5005-28-2009
Laird Chappell LonganStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-28-2009
Michael Steven LudlowAmeriprise Advisor Services, Inc.Wells Fargo Clearing Services, LLC06-01-2009
Ryan Hilary RileyINVEST Financial CorporationWells Fargo Clearing Services, LLC06-01-2009
Michael Francis GrafAmeriprise Advisor Services, Inc.Wells Fargo Clearing Services, LLC06-12-2009
Steven Michael ThompsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15006-17-2009
Mohammed D AounNew England SecuritiesWells Fargo Clearing Services, LLC06-29-2009
Denise Ann BarowiczEdward JonesWells Fargo Clearing Services, LLC$107-02-2009
James Michael ReslockEdward JonesWells Fargo Clearing Services, LLC$2507-17-2009
Ryan William HallMML Investors Services, LLCWells Fargo Clearing Services, LLC07-20-2009
Kelly Ann LiebbeInfinex Investments, Inc.Wells Fargo Clearing Services, LLC11-02-2009
Elizabeth Smith HouslerChase Investment Services Corp.Wells Fargo Clearing Services, LLC11-16-2009
Patrick John MulvihillPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC11-24-2009
Joseph Everett KenyonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10001-07-2010
John Charles BeeryJ.J.B. Hilliard, W.L. Lyons, LLCWells Fargo Clearing Services, LLC01-08-2010
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Showing 1 to 25 of 150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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