Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Keith OlafsonMorgan StanleyWells Fargo Clearing Services, LLC04-16-2020
Norella Sylvia Peart-MontgomeryCetera Investment Services LLCWells Fargo Clearing Services, LLC03-20-2020
Ayotunde IdowuAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC03-09-2020
Melissa A. LeonardU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC02-19-2020
Drew Daniel DehnickeLPL Financial LLCWells Fargo Clearing Services, LLC02-14-2020
Thomas Edward BrandWaddell & ReedWells Fargo Clearing Services, LLC02-13-2020
Randy Lee BakerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10001-31-2020
Paul Leland BondU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-29-2020
Hoa Quynh NguyenFarmers Financial Solutions, LLCWells Fargo Clearing Services, LLC01-16-2020
Richard Stanley Caldecott IIVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC12-09-2019
Jeffrey Jon BotzUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-05-2019
Andrew Michael KnutsonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-15-2019
Haochen Hu SneveU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC11-07-2019
Anthony Scott CaronMorgan StanleyWells Fargo Clearing Services, LLC10-16-2019
Ge VangWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-08-2019
Anthony S LarsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-25-2019
Russell Francis Newton PayneAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5009-25-2019
Rob Matthew LarsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-25-2019
Larissa Anne OliphantJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-27-2019
Angela Marie MckenzieThrivent Investment Management Inc.Wells Fargo Clearing Services, LLC08-26-2019
Betty Jane ReynoldsW&S Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$5008-15-2019
Deidre Marlene TomczakThrivent Investment Management Inc.Wells Fargo Clearing Services, LLC06-05-2019
Brian Wayne KochRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-13-2019
Christian Edwin ZepedaCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC03-25-2019
Shane L. SampairNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC03-21-2019
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Showing 1 to 25 of 172 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.