Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rhett Paul NeumanRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
Brent Lee HansonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
Eric Daniel St. MartinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-16-2009
Daniel Robert NovotnyState Farm VP Management Corp.Wells Fargo Clearing Services, LLC$2501-21-2009
Scott Randolph ClarkH&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$2505-21-2009
Brian William ScheelH&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC05-21-2009
Scott Erik DavisNorthland Securities, Inc.Wells Fargo Clearing Services, LLC05-28-2009
Stephen Jay ReichLPL Financial LLCWells Fargo Clearing Services, LLC08-06-2009
Jamison Dean EdlundStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2510-23-2009
William H. StensrudMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-30-2009
Frank Matteo GrisetaRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC$2504-16-2010
Kenneth Carl KauthPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC09-17-2010
Terry Joseph GriesThe Oak Ridge Financial Services Group, Inc.Wells Fargo Clearing Services, LLC11-02-2010
Dennis ChornenkyMorgan StanleyWells Fargo Clearing Services, LLC12-17-2010
Christopher Gerald AndersonCommonwealth Financial NetworkWells Fargo Clearing Services, LLC05-06-2011
William Francis Naegely Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC05-27-2011
Robyn Lynn JensenAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-26-2011
John Daniel BaasenNorthland Securities, Inc.Wells Fargo Clearing Services, LLC08-25-2011
Bryan Hadley RohsMorgan StanleyWells Fargo Clearing Services, LLC$1009-16-2011
Erik Lloyd SwensonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1009-19-2011
Kyle A. RasmussenAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC09-29-2011
Seth Adam JacksonDougherty & Company LLCWells Fargo Clearing Services, LLC$2509-30-2011
Jeffrey Lynn GreenThe Oak Ridge Financial Services Group, Inc.Wells Fargo Clearing Services, LLC$5010-14-2011
Andrew B FritschCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC10-31-2011
Edward Joseph FolisiUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10011-02-2011
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Showing 1 to 25 of 172 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.