Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Wall Joe Nastasi LPL Financial LLCWells Fargo Clearing Services, LLC$31504-27-2020
Gary Baker Dan Kraus Kim Rubenstein Kim PeakerKestra Investment Services, LLCWells Fargo Clearing Services, LLC$18605-24-2018
Steven KennyWaddell & ReedWells Fargo Clearing Services, LLC$5004-14-2014
George WaltonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$22511-28-2018
Keith CreechStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$20011-28-2018
David SafarianStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$11609-29-2017
Thomas Schmidt Bradley SchmidtStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$14009-15-2016
Herbert Buchbinder Daniel Stolper Mary Travis-SwansonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$50005-25-2016
Frederick Gollier Michael Henning Christopher WatersRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$21502-07-2014
Brian Pultman John Biedenstein Megan Elizabeth BadolatoCorrect Capital Wealth Management, LLCWells Fargo Clearing Services, LLC$60010-01-2018
Jeffrey Hollingsworth William Simpson Craig BillingsleyMorgan StanleyWells Fargo Clearing Services, LLC05-02-2012
Jeff Holloway Sean Harman Betty Wilson Amanda Miller Whitney ScobeeRaymond JamesWells Fargo Clearing Services, LLC$27505-18-2017
James H Pohlman JrRaymond JamesWells Fargo Clearing Services, LLC$17501-16-2015
Erwin Bry Terry Bry Lori FugateRaymond JamesWells Fargo Clearing Services, LLC$22008-29-2014
John M FaganRaymond JamesWells Fargo Clearing Services, LLC$20611-29-2011
Brandon Joseph ShemoniaVanguard Advisers, Inc.Wells Fargo Clearing Services, LLC10-08-2020
Elizabeth Kelsch ThamanMoneta Group Investment Advisors, LLCWells Fargo Clearing Services, LLC10-05-2020
Rita Kay MahnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-24-2020
Kyle James GowenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-24-2020
Mitchell Lynn WalkerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-16-2020
Mat Madison TurnerU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10006-26-2020
Virgil Hall JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-11-2020
Jordan Charles GreenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-15-2020
Joe Daniel InsinnaLarson Financial Securities, LLCWells Fargo Clearing Services, LLC05-14-2020
Timothy Joseph JacobsmeyerEdward JonesWells Fargo Clearing Services, LLC03-31-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.