Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larrel Rodney LongStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-08-2009
Perry James WrightStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-08-2009
Brian Frederick RandallRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-09-2009
James Martin Heinen Sr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Kenneth Lee NettletonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Kathleen Ann AcordStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1001-15-2009
Dennis Graham RandallStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-20-2009
Cheryl Ann AnthonyDetalus Securities, LLCWells Fargo Clearing Services, LLC$20001-22-2009
John Forman McLeanEdward JonesWells Fargo Clearing Services, LLC$1002-02-2009
Colleen Downey MitchellEdward JonesWells Fargo Clearing Services, LLC$502-17-2009
Mark Turner RieferClear Money PathWells Fargo Clearing Services, LLC$2502-17-2009
Joseph Ray OgdenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5002-26-2009
Ricky Fletcher RileySmith, Moore & Co.Wells Fargo Clearing Services, LLC03-01-2009
Wesley Dee RoperSmith, Moore & Co.Wells Fargo Clearing Services, LLC$2503-16-2009
Jeffery William HolmesEdward JonesWells Fargo Clearing Services, LLC03-18-2009
Aaron Elsworth TownsOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5003-20-2009
Howard Lee DouglasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2503-25-2009
Kenneth Jeffery FunkStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10003-26-2009
Robert Carl Miller Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2503-26-2009
Eric Alan JohnsonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5003-27-2009
Edward John Costigan Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5003-27-2009
Stephen William DrachnikStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5003-31-2009
James Eugene WohlfordStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-31-2009
Larry Allen GoadStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10004-01-2009
James Allen FuenteStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10004-01-2009
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Showing 1 to 25 of 523 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.