Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Kalb Maixner JrPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC06-17-2014
Andrew James GrahnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-29-2019
Andrew Lawrence ThomassonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2411-13-2015
Blake Robert DunlopBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-24-2010
Bradley Thomas SchmidtStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15009-15-2016
Brandon Joseph ShemoniaVanguard Advisers, Inc.Wells Fargo Clearing Services, LLC10-08-2020
Brea Nicole TabernikEdward JonesWells Fargo Clearing Services, LLC07-12-2019
Brian Isadore PultmanPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$50010-18-2018
Brian Matthew TurnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-01-2015
Brian Paul WatkinsMorgan StanleyWells Fargo Clearing Services, LLC$8409-05-2014
Brian Pultman John Biedenstein Megan Elizabeth BadolatoCorrect Capital Wealth Management, LLCWells Fargo Clearing Services, LLC$60010-01-2018
Brian Ray HookMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-04-2019
Brian Wall Joe Nastasi LPL Financial LLCWells Fargo Clearing Services, LLC$31504-27-2020
Brittney Nicole OBrienEdward JonesWells Fargo Clearing Services, LLC11-08-2019
Carol Lynn BadstebnerLPL Financial LLCWells Fargo Clearing Services, LLC08-02-2010
Chad Herschel SamuelLedgestone Capital Management, LLCWells Fargo Clearing Services, LLC$5009-23-2014
Charles Angelo GalliStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-03-2009
Charles Matthew FaganRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-11-2011
Charles Sherwood Cooper IIIPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$1,00008-23-2019
Cheryl Ann AnthonyDetalus Securities, LLCWells Fargo Clearing Services, LLC$20001-22-2009
Christina J LinkPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC04-18-2019
Christopher Gibson WatersRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10002-07-2014
Christopher Keiley CoulterRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2505-01-2009
Christopher Kyle BordersStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-11-2020
Christopher Scott DurrLPL Financial LLCWells Fargo Clearing Services, LLC10-15-2010
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Showing 1 to 25 of 150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.