Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Joseph ShemoniaVanguard Advisers, Inc.Wells Fargo Clearing Services, LLC10-08-2020
Elizabeth Kelsch ThamanMoneta Group Investment Advisors, LLCWells Fargo Clearing Services, LLC10-05-2020
Rita Kay MahnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-24-2020
Kyle James GowenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-24-2020
Mitchell Lynn WalkerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-16-2020
Mat Madison TurnerU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10006-26-2020
Virgil Hall JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-11-2020
Jordan Charles GreenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-15-2020
Joe Daniel InsinnaLarson Financial Securities, LLCWells Fargo Clearing Services, LLC05-14-2020
Brian Wall Joe Nastasi LPL Financial LLCWells Fargo Clearing Services, LLC$31504-27-2020
Timothy Joseph JacobsmeyerEdward JonesWells Fargo Clearing Services, LLC03-31-2020
Christopher Kyle BordersStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-11-2020
James Eric HaunEdward JonesWells Fargo Clearing Services, LLC01-07-2020
Brian Ray HookMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-04-2019
Brittney Nicole OBrienEdward JonesWells Fargo Clearing Services, LLC11-08-2019
Charles Sherwood Cooper IIIPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$1,00008-23-2019
Jonathan Grant GarlowPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$1,00008-23-2019
Lawrence William BevilleAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-14-2019
Andrew James GrahnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-29-2019
Brea Nicole TabernikEdward JonesWells Fargo Clearing Services, LLC07-12-2019
Christina J LinkPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC04-18-2019
Steven Floyd Owens JrTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC04-15-2019
Frederick Arvey SavelPNC InvestmentsWells Fargo Clearing Services, LLC04-12-2019
Samuel Robert HillBuckingham Strategic Wealth, LLCWells Fargo Clearing Services, LLC02-25-2019
George WaltonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$22511-28-2018
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Showing 1 to 25 of 150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.