Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan D. RobertsCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC12-23-2019
Nancy Anne BrantonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-14-2019
Gary Hughes SchaffhauserRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-14-2019
Christen Riley MitchellLPL Financial LLCWells Fargo Clearing Services, LLC06-28-2019
Robert Philip RileyLPL Financial LLCWells Fargo Clearing Services, LLC06-28-2019
Dorothy Light BundyLPL Financial LLCWells Fargo Clearing Services, LLC05-21-2019
Charles David Sherman IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-05-2018
Bryant Curtis HarveyCetera Investment Services LLCWells Fargo Clearing Services, LLC04-04-2018
Ryan Matthew PollacciBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-22-2017
Philip Michael PelaBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC02-12-2016
Percy Hallam KaiglerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC02-12-2016
William Cody GilesLPL Financial LLCWells Fargo Clearing Services, LLC07-02-2015
David Logan McPhailLPL Financial LLCWells Fargo Clearing Services, LLC07-02-2015
Coty John PrimeauxCetera Investment Services LLCWells Fargo Clearing Services, LLC01-28-2015
Wendell Douglas Godfrey Jr.Edward JonesWells Fargo Clearing Services, LLC01-06-2012
Hance Wesley McKenzie Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-02-2011
Deborah Diane WilliamsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-02-2011
Adam Wesley WoodHancock Whitney Investment Services Inc.Wells Fargo Clearing Services, LLC03-14-2011
John Michael WoodruffLPL Financial LLCWells Fargo Clearing Services, LLC04-22-2010
Charles David Sherman IIIRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-31-2009
David Lindsay ReidRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-31-2009
Ken Hall BarnettStephensWells Fargo Clearing Services, LLC06-01-2009
Gabriel Hugh GodboldLPL Financial LLCWells Fargo Clearing Services, LLC$1004-10-2018
Bridget Ladner WeatherlyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$2502-12-2016
Rebecca Lee SchneebergerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2502-17-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.