Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mike Ashworth Steve Collie Katheryn GordonLPL Financial LLCWells Fargo Clearing Services, LLC$30004-01-2020
Will HadleyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$16608-30-2019
Peter De ArcangelisAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$14008-03-2018
Bradford Clinard Ronald ClinardLPL Financial LLCWells Fargo Clearing Services, LLC$12809-21-2017
Jason SingletonLPL Financial LLCWells Fargo Clearing Services, LLC$5512-12-2016
David FlandersAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5404-24-2015
Jimmy HareJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC02-27-2020
Allen Hammonds Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$16511-07-2019
Chip Pegram Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$9310-02-2019
Thomas Rembert John Cash Grant Rembert William ModeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$28709-25-2018
Paisley Wessel Cory WesselRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$12509-19-2018
Harry Buchanan Smith III Daniel BryantRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15008-06-2018
Joseph Bailey VaughanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5412-11-2017
Joseph A Friend Ross GordonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$20811-08-2017
Alfred L Hobgood III Alfred L Hobgood IV A Harrison PeatrossRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$18211-02-2017
Amandus Buz FreyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$11809-20-2017
Paul Vidovich Gregory Gonzales Robert B Mitchell Jr Jacqueline T Wieland Phillip Joyce Michael PlanningStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$58605-08-2014
Kevin PhillipsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10502-15-2013
Andrew TaylorKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC$6010-24-2019
Richard PolsonKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC$17010-24-2019
Phillip LeeIndependent Advisor Alliance, LLCWells Fargo Clearing Services, LLC$10004-14-2016
Jon Marzano Art Marzano Steven GalloIndependent Advisor Alliance, LLCWells Fargo Clearing Services, LLC$26505-26-2015
David B NifongIndependent Advisor Alliance, LLCWells Fargo Clearing Services, LLC$10005-13-2015
Lou Popielarcheck Jr Kristen Yablonsky Michael T JordanMorgan StanleyWells Fargo Clearing Services, LLC$13502-14-2012
Benjamin Lewis Christopher AmysRaymond JamesWells Fargo Clearing Services, LLC$18509-27-2018
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Showing 1 to 25 of 365 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.