Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Judy Ann High BlackSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC01-07-2009
Paul David WillsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-16-2009
Benjamin Williamson SydnorUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$7301-30-2009
Donald Raymond MonroeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5001-30-2009
George Wall Holden IIIUBS Financial Services Inc.Wells Fargo Clearing Services, LLC02-19-2009
Mitchell Clark HodgkissAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$102-26-2009
Glenn Stefan HenshawMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15002-27-2009
Jonathan Scott PhillipsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5002-27-2009
David Brian McafoosCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC03-01-2009
Jennifer Ann ZieglerMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC03-01-2009
Chad Andrew PannellAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-02-2009
John Eric OsterbergAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-02-2009
Alan Alroy MannJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15003-05-2009
Michael Patrick TuckerLPL Financial LLCWells Fargo Clearing Services, LLC$7903-16-2009
Eddie Ray ConradEdward JonesWells Fargo Clearing Services, LLC$5003-27-2009
Stephen Robert JudgeINVEST Financial CorporationWells Fargo Clearing Services, LLC03-27-2009
Melissa Pruner SaleebyCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
Ralph Thomas Truman Jr.Citigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
Magay Lyn ShepardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10004-03-2009
Michael Walter KreimerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-17-2009
James Walter Mannix IVNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC04-21-2009
Kimberlee Dawn SipeCapital Investment Group, Inc.Wells Fargo Clearing Services, LLC$25004-29-2009
Precita Ann Beatty-BlakeneyMoney Concepts Capital CorpWells Fargo Clearing Services, LLC06-01-2009
Wilbert Ronald AndersonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC06-30-2009
Angela Ruth Johnson-MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-14-2009
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Showing 1 to 25 of 413 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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