Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Willard WrightWoodmen Financial Services, Inc.Wells Fargo Clearing Services, LLC03-05-2020
Peter Frederick BolayLPL Financial LLCWells Fargo Clearing Services, LLC02-21-2020
James Leslie PekelderAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00005-10-2019
Scott Charles PraiAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC05-10-2019
Spencer Ross SchmitzSecurian Financial Services, Inc.Wells Fargo Clearing Services, LLC04-22-2019
Abbegail Leigh HoeflerNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC04-11-2019
Micah Nathaniel WheatRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-01-2019
Mark Edward SchaferRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-25-2019
Michael Jude WincekAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10002-15-2019
Justin Michael BosticAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC02-15-2019
David Michael CasteelAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10002-15-2019
Grady Douglas Bishop IIIUBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-26-2018
Shawn Gerald HanquistSecurities America, Inc.Wells Fargo Clearing Services, LLC09-28-2018
Justin Michael ReinekeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5008-16-2018
Kevin Wayne FiggRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-31-2018
Dustin Jay ZuckSecurities America, Inc.Wells Fargo Clearing Services, LLC06-05-2018
Mark Daniel HeeneyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-12-2018
Julie Lynn KramerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5004-12-2018
Bobby Lee O'Brian IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-12-2018
Abby Renee MackCetera Advisor Networks LLCWells Fargo Clearing Services, LLC03-01-2018
Peter J. DaikerLPL Financial LLCWells Fargo Clearing Services, LLC$10711-01-2017
Timothy John KellyLPL Financial LLCWells Fargo Clearing Services, LLC$5311-01-2017
Charles Jacob BrandtTD Ameritrade Investment Management, LLCWells Fargo Clearing Services, LLC07-19-2017
Michaella Ann PetersenThrivent Investment Management Inc.Wells Fargo Clearing Services, LLC04-27-2017
Steven Michael FriedmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$12304-27-2017
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.