Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith BoydLPL Financial LLCWells Fargo Clearing Services, LLC$18007-24-2020
Keith BoydLPL Financial LLCWells Fargo Clearing Services, LLC$18007-24-2020
Stephen OrenchukAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$9207-20-2018
Steve Battel Rob Yevchak Bruce Battel Nancy HurstKestra Investment Services, LLCWells Fargo Clearing Services, LLC$30004-25-2018
Robert ReidingerLPL Financial LLCWells Fargo Clearing Services, LLC$5511-17-2017
Argiroula MastrodimosLPL Financial LLCWells Fargo Clearing Services, LLC$9110-06-2017
John OLearyCapitol Securities Management, Inc.Wells Fargo Clearing Services, LLC$7008-04-2017
Josephine StaglianoLPL Financial LLCWells Fargo Clearing Services, LLC$5206-21-2017
Louis Bosso JrWaddell & ReedWells Fargo Clearing Services, LLC$6005-25-2017
James LeongLPL Financial LLCWells Fargo Clearing Services, LLC$11708-09-2016
Michael PalaceLPL Financial LLCWells Fargo Clearing Services, LLC$13005-29-2015
Nick IppolitoVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$5105-15-2014
Francis VitellaroInvestacorp, Inc.Wells Fargo Clearing Services, LLC$6509-14-2012
John Lupi and AssociatesAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10108-14-2012
Mario LivecchiInvestacorp, Inc.Wells Fargo Clearing Services, LLC$6807-13-2011
Harold Heshey UszerowiczStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$11709-06-2019
David ManningStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$14009-04-2018
Russ SchwartzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$14408-16-2018
Kaival PatelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$3508-16-2018
James Ferrie John BogostaStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8007-11-2017
Robert BrowneRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$14612-19-2016
Roni ChaseJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$8912-01-2016
Nick Mueller Darren AmerkanianRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$8009-15-2014
Samuel A AnnittoBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-21-2014
William J DrakeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00001-06-2014
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Showing 1 to 25 of 331 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.