Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel A AnnittoBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-21-2014
David J KarpBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-30-2013
Charles Pascarella Andrea Shenocca Philip PascarellaBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-08-2013
Peter Tampellini Robert Rothhouse Teresa ZipfBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC04-10-2013
Charles BlatzBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC01-17-2012
Arthur A LevineMorgan StanleyWells Fargo Clearing Services, LLC06-06-2013
Mario Everildo Rivero JrLPL Financial LLCWells Fargo Clearing Services, LLC09-29-2020
Steven Anthony StrambiStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-10-2020
Shannon Ann OConnellLPL Financial LLCWells Fargo Clearing Services, LLC09-08-2020
Jayeeta ChoudhuryLPL Financial LLCWells Fargo Clearing Services, LLC09-08-2020
Jennifer Anica AntonFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC07-12-2020
Daniel EngelFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC07-06-2020
Alexander Daniel OrlandoCoastal Equities, Inc.Wells Fargo Clearing Services, LLC07-02-2020
Shane AdkinsPrivate Advisor Group, LLCWells Fargo Clearing Services, LLC05-15-2020
Brian Michael LynnLPL Financial LLCWells Fargo Clearing Services, LLC05-14-2020
John Raymond FesslerLPL Financial LLCWells Fargo Clearing Services, LLC05-14-2020
Duhan MalaliCetera Investment Services LLCWells Fargo Clearing Services, LLC03-02-2020
John P WilliamsMorgan StanleyWells Fargo Clearing Services, LLC02-26-2020
Joel Matthew DavisMain Street Financial Life Advisors, LLCWells Fargo Clearing Services, LLC01-27-2020
William Joseph MurphyCetera Investment Services LLCWells Fargo Clearing Services, LLC01-08-2020
Brandon Michael OlexsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-15-2019
Matthew Scott MonteneroMK3 Wealth LLCWells Fargo Clearing Services, LLC10-11-2019
Hetal Mahendra GandhiCetera Investment Services LLCWells Fargo Clearing Services, LLC09-23-2019
DENIS Joseph KENNYMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-11-2019
Richard Mcarthur MitchellAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-29-2019
Next Page »

Showing 1 to 25 of 331 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.