Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Net Losses
| Firm | Total Moves |
| 1. FSC Securities Corporation | 64 |
| 2. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 38 |
| 3. Wells Fargo Clearing Services, LLC | 30 |
| 4. Morgan Stanley | 23 |
| 5. AXA Advisors, LLC | 15 |
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Christopher Joseph Devine | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $1,000 | 09-07-2018 |
| Russell Gerard Rabadeau | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $1,000 | 09-07-2018 |
| Gerard Russell Rabadeau | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $1,000 | 09-07-2018 |
| Corrado Vincent Spezzacatena | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $50 | 08-09-2018 |
| David Eric Elwood | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $150 | 05-04-2018 |
| Leland Richard Soffel | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $25 | 11-09-2017 |
| Edmund Iannaccone | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $107 | 11-02-2017 |
| Robert Michael Baker | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $107 | 11-02-2017 |
| Theodore E Larson II | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $100 | 11-02-2017 |
| Paul Wells Sarama | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $100 | 11-02-2017 |
| Lorraine Ann Dickman | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | — | 11-02-2017 |
| Maria Catherine Licini | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | — | 11-02-2017 |
| Nicole McGrouther | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $50 | 03-02-2017 |
| Robert James Buckelew | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $200 | 10-20-2009 |
| Robert Fredrick Hoffman III | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $150 | 03-20-2009 |
Showing 1 to 15 of 15 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
