Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Scott GarrettAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5005-31-2013
Todd Sargent StrasserBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC11-16-2015
James David Armer Jr.BancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC10-01-2015
Christopher Paul PrienBBVA Compass Investment Solutions, Inc.Wells Fargo Clearing Services, LLC08-29-2012
Steven Alan RogersBBVA Securities Inc.Wells Fargo Clearing Services, LLC01-12-2016
Adrian James McCallonBOK Financial Securities, Inc.Wells Fargo Clearing Services, LLC$2504-01-2013
Charles Anderson Cumber Jr.Brokers International Financial Services, LLC.Wells Fargo Clearing Services, LLC04-20-2017
Anne Louise DescourCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC08-27-2012
Kimberly Noemi GastelumEdward JonesWells Fargo Clearing Services, LLC01-18-2019
Paul Alan MaherIfs SecuritiesWells Fargo Clearing Services, LLC05-03-2011
Penny Lynn KelleyLPL Financial LLCWells Fargo Clearing Services, LLC12-18-2012
Terese Brianna ZimmermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-01-2019
Joe Adam LovatoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-11-2019
Douglas Glen MowrerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-10-2017
Sheryl Lynn DuranMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-19-2015
Timothy Aaron EngelmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-06-2013
Nathan R. CallowayMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-30-2011
Mark Allan BeemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-21-2010
Frances Ann Robinson-BidwellMorgan StanleyWells Fargo Clearing Services, LLC04-15-2013
Theodore Michael HendersonMorgan StanleyWells Fargo Clearing Services, LLC02-11-2013
Clovis Timothy MartinMorgan StanleyWells Fargo Clearing Services, LLC$5001-03-2012
Edward Anthony JordanMorgan StanleyWells Fargo Clearing Services, LLC01-03-2012
Antonio Almaraz Jr.Morgan StanleyWells Fargo Clearing Services, LLC01-03-2012
Lisa Ann VillarrealMorgan StanleyWells Fargo Clearing Services, LLC01-03-2012
Jay DinersteinMorgan StanleyWells Fargo Clearing Services, LLC$5003-01-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.