Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Caitlin Anne KuhnenLPL Financial LLCWells Fargo Clearing Services, LLC08-11-2020
Michael Joseph DisilvioRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-27-2020
Miguel Gianni OlivieraNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC03-26-2020
Francie Lynn BrownRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-25-2020
Edgar E. BoneHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC03-18-2020
Adam Ross LevyLPL Financial LLCWells Fargo Clearing Services, LLC$5003-05-2020
Alexander Thomas MaranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-24-2020
Cara Joanne PartchMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2020
Ylaiza Gail Sy BalanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-07-2020
Jerry Wayne Tyler Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-28-2020
Mark RomaineNational Securities CorporationWells Fargo Clearing Services, LLC$1,00001-13-2020
Gary Kim SymanskyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-03-2020
Jemel WilliamsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-20-2019
Sara Delmonico VitelliKey Investment Services LLCWells Fargo Clearing Services, LLC12-19-2019
Brian R. HookMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$112-04-2019
Evan Michael DupreeCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC11-20-2019
Tina Marie GundersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-08-2019
Dee Antman WalkerRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC$5010-15-2019
Naseema SharifMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-14-2019
James Paul FerranteMorgan StanleyWells Fargo Clearing Services, LLC10-03-2019
Claudia SchumacherSaybrus Equity Services, LLCWells Fargo Clearing Services, LLC$15010-02-2019
Ansel Calhoun Kay IVSaybrus Equity Services, LLCWells Fargo Clearing Services, LLC10-02-2019
Bryan Tyler FingerSantander Securities LLCWells Fargo Clearing Services, LLC10-01-2019
Joseph Barnett MillerCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC09-25-2019
Cooper Mcrae DavisOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC09-24-2019
Next Page »

Showing 1 to 25 of 591 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.