Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Fuchs David SchulmanFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC$1,50002-15-2019
Anthony BaroneAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$12512-01-2017
Gregory AloisioAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10312-19-2016
Michael FisherAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$19312-05-2016
Amal BenbrahimLPL Financial LLCWells Fargo Clearing Services, LLC$5110-14-2016
Clifford Bartlett IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10001-03-2019
Clive Grady BuchanRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$19510-01-2018
Larry JacobsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$19209-25-2018
Samuel Sammarco William Moore William NiceJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$30009-04-2018
Mark Demo Raymond PatrawStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$23006-20-2018
Thomas Volpini Derek BockHighTower Advisors, LLCWells Fargo Clearing Services, LLC$17504-19-2017
Joel Talish John BuffaHighTower Advisors, LLCWells Fargo Clearing Services, LLC$1,00002-01-2017
Jeffrey PollardJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$7001-13-2017
Joan Levy MonderBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC12-13-2013
Jonathan Millman Ian Millman Mario Venerose Alan YakuboffKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC$26001-17-2019
Joseph Zappia Ted GarofolaFocus FinancialWells Fargo Clearing Services, LLC$40005-23-2014
Christopher ApgarMorgan StanleyWells Fargo Clearing Services, LLC$31804-21-2017
Fred Costantino Sr Fred Costantino Jr Michael CostantinoMorgan StanleyWells Fargo Clearing Services, LLC$12309-27-2013
Paul BagnatoMorgan StanleyWells Fargo Clearing Services, LLC$16505-03-2013
Leonard KinsmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$11310-26-2011
Michael Russell Sean Russell Philip GiammarinoUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$27704-14-2011
Elizabeth Hulley Sean Reynolds Benjamin NicholsonRaymond JamesWells Fargo Clearing Services, LLC$10010-05-2018
Keary Castleberry Lara SternsSnowden Lane PartnersWells Fargo Clearing Services, LLC$12608-24-2018
Stephen Adler Mark Levy Roger Jee Michael LubinRaymond JamesWells Fargo Clearing Services, LLC$1,00008-22-2018
Katherine Reisfeld Barbara BoccutoRaymond JamesWells Fargo Clearing Services, LLC$15003-09-2018
Next Page »

Showing 1 to 25 of 354 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.