Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Sokolosky Shane SullivanA.G. Edwards & SonsWells Fargo Clearing Services, LLC$5003-18-2010
Harold WeberAegis Capital Corp.Wells Fargo Clearing Services, LLC$2508-03-2016
Nicole Claire FoxAJ WealthWells Fargo Clearing Services, LLC02-15-2016
John Patrick BryantAmerican Portfolios Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-02-2018
Daniel Lawrence PolanskyAmerican Portfolios Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-02-2018
Dennis Michael HellwigAmerican Portfolios Financial Services, Inc.Wells Fargo Clearing Services, LLC$5010-21-2009
Steven John SchmidtAmerican Portfolios Financial Services, Inc.Wells Fargo Clearing Services, LLC09-03-2009
Anthony BaroneAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$12512-01-2017
Gregory AloisioAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10312-19-2016
Michael FisherAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$19312-05-2016
Ross Michael WeinerAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-10-2020
Gary Kim SymanskyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5001-03-2020
Paul David MarasciulloAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00003-29-2019
Cheryl Ann Rambler-GoveiaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00003-01-2019
Brian Timothy ConlonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5012-07-2018
Eugene Joeseph Rooney JrAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-01-2018
Matthew Garrett RicksAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC10-19-2018
Peter Vail SmithAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00006-15-2018
Edgar BetancourtAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00006-01-2018
Anthony Charles BaroneAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$17112-01-2017
Douglas H AberAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15011-03-2017
Dedra Renee BrustAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-10-2017
Beverly Marie LuftAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$14406-16-2017
Anthony Philip PalumboAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC02-03-2017
Paul Jan VansteenAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$22712-19-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.