Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Jacob SingerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-25-2014
Sheldon Oscar KramerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-25-2014
Edward Francis Patrick LaneRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC$5004-21-2014
Ashish Jal BariaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-16-2014
Joseph Robert GuarinoAXA Advisors, LLCWells Fargo Clearing Services, LLC04-02-2014
Aaron Leslie Saperstein, David Evan Passman, Nicole E McMahonMorgan StanleyWells Fargo Clearing Services, LLC$10003-28-2014
Erik Ortlieb StridPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$10002-19-2014
Scott J. MosbergUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15001-31-2014
Robert MosbergUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-31-2014
Francine Lee FrechterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-16-2014
Vincent Charles MuscolinoAegis Capital Corp.Wells Fargo Clearing Services, LLC12-17-2013
Eric Francis Hernandez, Christopher John TisiMorgan StanleyWells Fargo Clearing Services, LLC11-15-2013
Jacob GulHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC10-30-2013
Yonatan Reiss MaromCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC10-30-2013
Thomas Cleland SharpeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-28-2013
Steve FernelisCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC10-25-2013
Frederick Gene Costantino Sr., Michael R CostantinoMorgan StanleyWells Fargo Clearing Services, LLC$1009-27-2013
Jason Morgan McKennaLPL Financial LLCWells Fargo Clearing Services, LLC$5009-20-2013
Yuriy DavydovHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC09-04-2013
Marc Frank FerroJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-02-2013
Michael Marc SchultzMorgan StanleyWells Fargo Clearing Services, LLC05-24-2013
Paolo BagnatoMorgan StanleyWells Fargo Clearing Services, LLC$5005-03-2013
Mark William MooreWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-03-2013
Debra Kay BertrandRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-22-2013
Matthew RodgersMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10004-19-2013
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Showing 151 to 175 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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