Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Scott KarasickCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$10005-28-2009
Gregory John TessarCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-02-2011
Lisa Vazquez-KaileyCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-23-2011
John Paul SorocenskiCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-30-2012
Thomas Edwin MoranCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC01-02-2013
Christopher Thomas SimoneCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC01-02-2013
Christine Ann McAnallyCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC01-09-2013
Erik John MartinCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-02-2013
Steve FernelisCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC10-25-2013
Yonatan Reiss MaromCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC10-30-2013
Ashish Jal BariaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-16-2014
Christopher George TrottaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$5005-16-2014
Nicholas B. FriedmannCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC07-09-2014
Daniel Peter AlduinoCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC07-10-2014
Daniel BlloshmiCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC12-01-2015
Christopher Paul FranceseCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$5012-04-2015
Rafael ValadezCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-20-2016
Abaristo Calero Jr.Citigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-29-2016
Vladislav GurevichCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC09-26-2016
John Martin Gotsch IVCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC12-06-2016
Audrey Jean SandersCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$5001-10-2017
Scott T WetherbyCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC07-28-2017
Bryant MathurinCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC09-19-2018
Nicholas Thomas GrayCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC10-24-2018
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2019
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.