Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edgar E. BoneHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC03-18-2020
Bradley John EichHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC02-04-2019
Davis Shaun LawrenceHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC08-20-2018
Peter John McMahonHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC05-01-2018
Christopher AliseoHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC03-14-2018
Kehinde Kayode AdesaluHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC11-03-2017
Clive Vernon DixonHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC10-21-2016
Martha Lizbeth TapiaHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC03-18-2015
Ching Man WongHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC10-30-2014
Dianne M. DelfinoHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC09-24-2014
Todd Gregory BurlileHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC07-15-2014
Melvin RosadoHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC06-27-2014
Nicholas MaffucciHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC03-28-2014
John Arthur ZuzuloHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC$1002-20-2014
Fernando A. RendonHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC01-21-2014
Jacob GulHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC10-30-2013
Yuriy DavydovHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC09-04-2013
Dygoro Jesse AtariguanaHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC07-26-2013
Michael Nathan SchoenfeldHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC06-05-2013
Alan Evan KoepplinHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC04-03-2013
Dmitry KonnovHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC01-18-2011
Jonathan Benjamin AbramsHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC09-13-2010
Gennaro MazzellaHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC06-29-2010
Javier Oswald LoraHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC04-04-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.