Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher ApgarMorgan StanleyWells Fargo Clearing Services, LLC$31804-21-2017
Fred Costantino Sr Fred Costantino Jr Michael CostantinoMorgan StanleyWells Fargo Clearing Services, LLC$12309-27-2013
Paul BagnatoMorgan StanleyWells Fargo Clearing Services, LLC$16505-03-2013
Roger Michael SternMorgan StanleyWells Fargo Clearing Services, LLC$1,00008-07-2020
Eric Lee SternMorgan StanleyWells Fargo Clearing Services, LLC$1,00008-07-2020
Ralph L Rogers JrMorgan StanleyWells Fargo Clearing Services, LLC$5008-07-2020
James Paul FerranteMorgan StanleyWells Fargo Clearing Services, LLC10-03-2019
Curtis Andrew TerkuileMorgan StanleyWells Fargo Clearing Services, LLC$1,00001-04-2019
Andrew Spencer HatcherMorgan StanleyWells Fargo Clearing Services, LLC01-04-2019
Jonathan RuchMorgan StanleyWells Fargo Clearing Services, LLC05-15-2018
Andrew MullenMorgan StanleyWells Fargo Clearing Services, LLC03-23-2018
David Paul BushmanMorgan StanleyWells Fargo Clearing Services, LLC$5008-25-2017
Christopher Lee ApgarMorgan StanleyWells Fargo Clearing Services, LLC04-21-2017
Thomas Morgan SimeMorgan StanleyWells Fargo Clearing Services, LLC03-01-2017
Zachary Michael MesserinoMorgan StanleyWells Fargo Clearing Services, LLC03-01-2017
Steven Wallace SchmittMorgan StanleyWells Fargo Clearing Services, LLC$5010-07-2016
Kyle Douglas YoungMorgan StanleyWells Fargo Clearing Services, LLC10-07-2016
Eric KleinerMorgan StanleyWells Fargo Clearing Services, LLC09-09-2016
Robert Hughes AinslieMorgan StanleyWells Fargo Clearing Services, LLC07-15-2016
Michael James PizzoMorgan StanleyWells Fargo Clearing Services, LLC07-01-2016
Tomas Jin KimMorgan StanleyWells Fargo Clearing Services, LLC04-14-2016
Sang Gue LeeMorgan StanleyWells Fargo Clearing Services, LLC04-01-2016
Rodrigo Idarraga JrMorgan StanleyWells Fargo Clearing Services, LLC01-05-2016
Olga Nobrega PereiraMorgan StanleyWells Fargo Clearing Services, LLC$5006-27-2014
Aaron Leslie SapersteinMorgan StanleyWells Fargo Clearing Services, LLC$15003-28-2014
Next Page »

Showing 1 to 25 of 44 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.