Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Anthony BizjakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-16-2009
Kenneth Robert ReevesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-16-2009
Mark KangasStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-16-2009
Paul Montgomery AterMorgan Stanley & Co. IncorporatedWells Fargo Clearing Services, LLC02-01-2009
Marilyn Patricia WenrickStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-01-2009
Jon David BrauschRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5003-13-2009
Mark Martin WaickmanRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$2503-13-2009
Sam James VogelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5003-24-2009
Catherine Jo DresbachThe Huntington Investment CompanyWells Fargo Clearing Services, LLC03-30-2009
James Thomas YoungCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-01-2009
Carl Christopher HeltzelRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2504-17-2009
Ronald Erik MidgleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-17-2009
James Ronald RobinsonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10004-23-2009
Bart BucciCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-01-2009
Keith W SmithCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-01-2009
Marc David HannemanInfinex Investments, Inc.Wells Fargo Clearing Services, LLC$15005-20-2009
Joseph Roe Wilson IIIH&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC05-22-2009
Jason Charles SescoChase Investment Services Corp.Wells Fargo Clearing Services, LLC06-09-2009
Scott Wesley SniderThe Huntington Investment CompanyWells Fargo Clearing Services, LLC06-15-2009
Teresa Kay CowdenEdward JonesWells Fargo Clearing Services, LLC06-17-2009
Dennis John IboldLPL Financial LLCWells Fargo Clearing Services, LLC06-26-2009
Danny Zuhair KamalMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5007-02-2009
Jeffrey Scott TockCantella & Co., Inc.Wells Fargo Clearing Services, LLC$5007-31-2009
Joseph W RomanCantella & Co., Inc.Wells Fargo Clearing Services, LLC$5007-31-2009
Carolyn Cook BrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-17-2009
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Showing 1 to 25 of 182 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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