Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth Ann NessStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-20-2009
Robert Allen WalkerLiberty Capital Investment CorporationWells Fargo Clearing Services, LLC$103-13-2009
Eric J KleinSII Investments, Inc.Wells Fargo Clearing Services, LLC03-20-2009
Sandra J. WagnerSII Investments, Inc.Wells Fargo Clearing Services, LLC03-20-2009
Ashley Marie MiccicheStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-31-2009
David George Wilson Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-31-2009
James Michael PriceCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC04-01-2009
Richard Raymond RogersLPL Financial LLCWells Fargo Clearing Services, LLC04-30-2009
Christian Samuel D'UrsoLPL Financial LLCWells Fargo Clearing Services, LLC$105-07-2009
Ingrid Louise DunnD.A. Davidson & Co.Wells Fargo Clearing Services, LLC05-13-2009
Melvin Gerald DuncanD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$10005-13-2009
John Paul VanscholtenUmpqua Investments, Inc.Wells Fargo Clearing Services, LLC$15006-08-2009
Raymond James AlbanoD.A. Davidson & Co.Wells Fargo Clearing Services, LLC07-22-2009
John Palmer WardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10010-05-2009
Robert Bruce JackmanLPL Financial LLCWells Fargo Clearing Services, LLC$1,00010-19-2009
Terry Euell MorrisonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15011-10-2009
Todd Stevens MclaughlinD.A. Davidson & Co.Wells Fargo Clearing Services, LLC01-20-2010
Stephen John SchorD.A. Davidson & Co.Wells Fargo Clearing Services, LLC02-03-2010
Michael Edward MartindalePlanMember Securities CorporationWells Fargo Clearing Services, LLC$10001-03-2011
Charles Cottrell DodgeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-04-2011
Shawn Orin HigleyGeneos Wealth Management, Inc.Wells Fargo Clearing Services, LLC01-24-2011
Douglas Prada ConradLPL Financial LLCWells Fargo Clearing Services, LLC$102-18-2011
Joanne Audrey WelchWedbush Securities Inc.Wells Fargo Clearing Services, LLC$102-18-2011
Barbara Ellen Doust-BoggessRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-21-2011
Clayton Robert TrenzRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2504-21-2011
Next Page »

Showing 1 to 25 of 125 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.