Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Haley Allison GambleJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-05-2020
Julie Christine SkinnerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-25-2019
Corina Starr HughesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-25-2019
Brendan David FlohrMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-04-2019
Katherine Jane DrewConfluence Wealth Management LLCWells Fargo Clearing Services, LLC08-09-2019
Jau-Der TsaiCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-15-2019
Jesse Michael ConaryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-08-2019
Nathan Peter GraffLPL Financial LLCWells Fargo Clearing Services, LLC07-01-2019
James Pinckney Kellett IVKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC06-13-2019
Robert Lewallen Porter Jr.Kingsview Wealth Management, LLCWells Fargo Clearing Services, LLC06-13-2019
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
Sharon Denise GerlachM Holdings Securities, Inc.Wells Fargo Clearing Services, LLC04-24-2019
Susanne E. AtondoEdward JonesWells Fargo Clearing Services, LLC04-18-2019
Michael Alan MorganVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC04-17-2019
Cody Michael CalabreseEdward JonesWells Fargo Clearing Services, LLC03-01-2019
Sandi K. GordonAldrich Wealth LPWells Fargo Clearing Services, LLC02-14-2019
John Kenneth AspellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-13-2019
Nora L. MickelsonEdward JonesWells Fargo Clearing Services, LLC02-01-2019
Mario Andrea VenerosoKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC01-17-2019
Trenton Porter LayKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC11-29-2018
Paul MaghiariUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC11-16-2018
Justin N. JenkinsKey Investment Services LLCWells Fargo Clearing Services, LLC11-08-2018
Scott Christopher AdlerFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC10-23-2018
Gozde Claire CannarellaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-16-2018
Don Kenyon Wells Jr.D.A. Davidson & Co.Wells Fargo Clearing Services, LLC09-28-2018
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Showing 1 to 25 of 172 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.