Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Josephine Frances MastilakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5006-26-2019
Tracy K. JohnstonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-26-2019
Stephen SosangelisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8606-12-2019
Stuart Farrell EttingoffJ.W. Cole Financial, Inc.Wells Fargo Clearing Services, LLC$15004-26-2019
Mark Phillip MelilloStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5003-07-2019
Joseph Ronald PadulaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-01-2019
Stephen GirontaOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$1,00002-06-2019
Christopher Bartley LundmarkAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-01-2019
Steven Ronald RossLPL Financial LLCWells Fargo Clearing Services, LLC$1,00001-22-2019
Carl Alan SchultzForefront Wealth ManagementWells Fargo Clearing Services, LLC01-12-2019
Kimberly Ann SantarsieroLPL Financial LLCWells Fargo Clearing Services, LLC$1,00012-19-2018
Thomas Michael ArnotCitizens Securities, Inc.Wells Fargo Clearing Services, LLC$15012-19-2018
Christine Susan GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2510-19-2018
Scott Alan BrantingsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$110-12-2018
Scott Matthew BrantingsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
John Aloysius BanksStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-13-2018
John Peter Banks IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-13-2018
Glenn Michael PalmitessaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15008-10-2018
Joseph Arthur DiorioBB&T Securities, LLCWells Fargo Clearing Services, LLC$10007-18-2018
Ronald Raymond NemshickLPL Financial LLCWells Fargo Clearing Services, LLC$2507-13-2018
Paul Eric KarcherRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00006-28-2018
Ignacio Alberto BartolomeiPNC InvestmentsWells Fargo Clearing Services, LLC06-04-2018
Angela Marie CampleseSantander Securities LLCWells Fargo Clearing Services, LLC$5005-09-2018
Howard Roger Miller Jr.Purshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$5005-07-2018
Alfred David BarbatoKey Investment Services LLCWells Fargo Clearing Services, LLC04-16-2018
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Showing 1 to 25 of 331 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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