Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leo Joseph UrsoCitizens Securities, Inc.Wells Fargo Clearing Services, LLC06-01-2020
Alexander Haab NikpourAlmanack Investment PartnersWells Fargo Clearing Services, LLC04-09-2020
Kevin J. JonesCetera Investment Services LLCWells Fargo Clearing Services, LLC04-02-2020
Eric Benjamin LankinMorgan StanleyWells Fargo Clearing Services, LLC03-06-2020
Robert Jason LankinMorgan StanleyWells Fargo Clearing Services, LLC03-06-2020
Vincent Todd SaracenoThrivent Investment Management Inc.Wells Fargo Clearing Services, LLC02-28-2020
Natalie Michelle SchmidJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-24-2020
Shawn Lamonte WalkerGirard Investment Services, LLCWells Fargo Clearing Services, LLC02-13-2020
Caitlin Marie MansellWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC02-06-2020
James Andrew IsolaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-24-2020
Randy William SeymourStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00001-21-2020
Timothy Patrick ScanlanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10001-21-2020
Samantha Jo YonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-21-2020
Tariq D. Jackson Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-15-2020
Yaacov YisraelCitizens Securities, Inc.Wells Fargo Clearing Services, LLC12-03-2019
Lisa Maureen MarkgrafAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-03-2019
Christopher J HaringLPL Financial LLCWells Fargo Clearing Services, LLC$5012-02-2019
Duy Thanh VoMorgan StanleyWells Fargo Clearing Services, LLC11-22-2019
Frank Xiaohuan FangSecurian Financial Services, Inc.Wells Fargo Clearing Services, LLC10-17-2019
Allan Jay Thompson Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2509-27-2019
Shane Micheal RebertStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-23-2019
Tricia Jean Tompkins-MortonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-20-2019
Tyrone Darrell KerbyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-11-2019
Jeffrey Tappan StannardBoenning & Scattergood, Inc.Wells Fargo Clearing Services, LLC$10009-10-2019
Roy Philip MichaelsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2508-23-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.