Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abhinav GuptaVanguard Marketing CorporationWells Fargo Clearing Services, LLC$108-27-2013
Adam Samuel MaceJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-27-2018
Afaf A ZaherPNC InvestmentsWells Fargo Clearing Services, LLC05-02-2014
Aized Ibrahim GillCitizens Securities, Inc.Wells Fargo Clearing Services, LLC09-26-2013
Alan Joseph WalshAXA Advisors, LLCWells Fargo Clearing Services, LLC11-08-2013
Alan Matthew FertelPrivate Advisor Group, LLCWells Fargo Clearing Services, LLC08-22-2013
Alan Thomas YuhasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-14-2013
Alexander Haab NikpourAlmanack Investment PartnersWells Fargo Clearing Services, LLC04-09-2020
Alexander Konstantinovich ChernukhaForefront Wealth ManagementWells Fargo Clearing Services, LLC01-11-2019
Alexandria Lynn CailWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC12-11-2013
Alfred David BarbatoKey Investment Services LLCWells Fargo Clearing Services, LLC04-16-2018
Alice F. JoycePNC InvestmentsWells Fargo Clearing Services, LLC07-09-2012
Allan Jay Thompson Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2509-27-2019
Amanda Leigh AlgeCapFinancial Securities, LLC.Wells Fargo Clearing Services, LLC07-21-2016
Amy Sue MurrayMorgan StanleyWells Fargo Clearing Services, LLC04-25-2014
Andrea Dawn BradfordCetera Advisor Networks LLCWells Fargo Clearing Services, LLC02-09-2009
Andrea Leigh HetrickAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC05-13-2016
Andrea N. CohenVanguard Marketing CorporationWells Fargo Clearing Services, LLC09-19-2011
Andreas HessCetera Investment Services LLCWells Fargo Clearing Services, LLC$2502-18-2009
Andrew Patrick CampbellLPL Financial LLCWells Fargo Clearing Services, LLC01-29-2016
Andrew S Vitek Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15010-12-2017
Andrew Seth BordersCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC04-01-2013
Angela Marie CampleseSantander Securities LLCWells Fargo Clearing Services, LLC$5005-09-2018
Angela PandalenoOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-10-2011
Angelo Edward RomanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5010-21-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.