Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aized Ibrahim GillCitizens Securities, Inc.Wells Fargo Clearing Services, LLC09-26-2013
Alan Matthew FertelPrivate Advisor Group, LLCWells Fargo Clearing Services, LLC08-22-2013
Alfred David BarbatoKey Investment Services LLCWells Fargo Clearing Services, LLC04-16-2018
Andrea Dawn BradfordCetera Advisor Networks LLCWells Fargo Clearing Services, LLC02-09-2009
Andrea Leigh HetrickAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-13-2016
Andrew S Vitek Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15010-12-2017
Andrew Seth BordersCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC04-01-2013
Angela Marie CampleseSantander Securities LLCWells Fargo Clearing Services, LLC$5005-09-2018
Ann Marie DuaneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-09-2015
Anna Marie MannaaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-20-2016
Anthony HeizenrothMorgan StanleyWells Fargo Clearing Services, LLC$1010-11-2012
Anthony Joseph CorioPark Avenue Securities LLCWells Fargo Clearing Services, LLC03-16-2011
Archibald Leonard IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-27-2015
Beth Ellen ZuckerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15001-18-2019
Brad Samuel RudeMorgan StanleyWells Fargo Clearing Services, LLC$15002-17-2012
Brent Allen SchirmSantander Securities LLCWells Fargo Clearing Services, LLC09-19-2012
Brian Joseph DuelferAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-13-2015
Buffy Jo MarshallJohnson & White Wealth Management LLCWells Fargo Clearing Services, LLC06-06-2014
Carl Alan SchultzForefront Wealth ManagementWells Fargo Clearing Services, LLC01-12-2019
Casey SmithOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC06-17-2011
Chad Benjamin FriedmanWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$17910-21-2016
Christine Marie HannahsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5004-21-2017
Christine Susan GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2510-19-2018
Christopher Bartley LundmarkAmeriprise Financial Services, Inc. Services, Inc.Wells Fargo Clearing Services, LLC$10902-01-2019
Christopher Byron GraperStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10007-18-2017
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Showing 1 to 25 of 176 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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