Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Andrew IsolaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-24-2020
Tricia Jean Tompkins-MortonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-20-2019
Roy Philip MichaelsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2508-23-2019
Scott Alan BrantingsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-12-2018
Scott Matthew BrantingsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
Harold Anthony JonesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10008-05-2016
Rosemary Knight CaffreyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2508-05-2016
Joseph John EspositoRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-05-2016
Charles KoliasRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2505-26-2016
Joseph Anthony TabakaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-26-2016
Mark Koughan EckelsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5012-04-2015
Thomas David BrowandRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5012-04-2015
Harold George Wenger Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2510-09-2015
Ann Marie DuaneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-09-2015
John Hullman LowderRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-28-2014
Kenneth M. WachterRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-21-2012
James John McGrathRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-21-2012
Michael Gareth DavisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-10-2011
Jaison Narain JaitleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-01-2011
Stephen Matthew ZuberRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-01-2011
Stephanie Eileen MillerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1003-07-2011
Michael A. SavageRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-19-2010
Kenneth Phillip ParkRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-19-2010
Vishal GaurRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC12-11-2009
Reed Michael O'BrienRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC11-02-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.