Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John David MendenhallMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-27-2020
Joshua K SpeeseTD Private Client Wealth LLCWells Fargo Clearing Services, LLC02-13-2020
Lauchie Hugh Martin IIIAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5002-07-2020
Marc Howard Steven DeBoubUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$19001-29-2020
Jule Eldridge Jason Newton Robb Sasser Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$64501-14-2020
Robert Hugh Sasser IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15001-14-2020
Julius Ernest Eldridge IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-14-2020
Jason Donald NewtonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-14-2020
Tyler G MorrisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-14-2020
Erick Bynum FickenKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC12-03-2019
Edward Spann ReamesJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00011-15-2019
Ryan ONeil GripperFirst Citizens Asset Management, IncWells Fargo Clearing Services, LLC10-08-2019
Carlton Orlando HoskinsEdward JonesWells Fargo Clearing Services, LLC08-12-2019
Brian Joseph CunninghamLPL Financial LLCWells Fargo Clearing Services, LLC07-03-2019
Daniel Ray Creps JrLPL Financial LLCWells Fargo Clearing Services, LLC$15006-25-2019
Robert Porter James KellettKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC$12006-13-2019
Jason Joseph LeiterFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC05-16-2019
Wayne Adger HowleJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2501-18-2019
David J AanderudMutual of Omaha Investor Services, Inc.Wells Fargo Clearing Services, LLC01-18-2019
Timothy Shaler SmithRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-11-2019
Kevin Alexander HillEdward JonesWells Fargo Clearing Services, LLC01-07-2019
Shari F BookertMorgan StanleyWells Fargo Clearing Services, LLC12-27-2018
William Curtis Watkins JrFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC11-30-2018
Donald Dewayne DanielLPL Financial LLCWells Fargo Clearing Services, LLC$1,00011-19-2018
Anu MahajanFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC10-22-2018
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.