Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elford Smith Morgan1st Global Capital Corp.Wells Fargo Clearing Services, LLC$2502-02-2012
Steven Wayne BreenAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00009-21-2018
David Carl Bunce Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-08-2017
Donald Stephen AldermanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15001-20-2017
Scott Montgomery LaneyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-20-2017
Robert Edward Lee Holt IIIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-20-2017
James John O'BrienAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-20-2017
David Leland TaylorAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-29-2010
Jeannie Marie W. GravelleBB&T Securities, LLCWells Fargo Clearing Services, LLC$15002-08-2017
Stokes Keisler Shealy Jr.BB&T Securities, LLCWells Fargo Clearing Services, LLC02-08-2017
Matthew David SmithBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-12-2018
James William JonesFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC01-24-2019
Adam Everette CrottsFirst Citizens Asset Management, IncWells Fargo Clearing Services, LLC08-31-2016
Ryan O'Neil GripperFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC10-08-2019
William Curtis Watkins Jr.First Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC11-30-2018
Christian Robert Depret-BixioGood Life Advisors, LLCWells Fargo Clearing Services, LLC08-11-2017
Edward Clade Carlton Sr.Independent Advisor Alliance, LLCWells Fargo Clearing Services, LLC08-26-2015
Wayne Adger HowleJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2501-18-2019
John Ravenel Chase Jr.Janney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15011-20-2017
Matthew Gardner WatsonKestra Investment Services, LLCWells Fargo Clearing Services, LLC$5007-14-2017
Robert Porter, James KellettKingsview Asset ManagementWells Fargo Clearing Services, LLC$12006-13-2019
Daniel Ray Creps Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$15006-25-2019
Thomas David GrierLPL Financial LLCWells Fargo Clearing Services, LLC04-25-2019
Aaron K. RainwaterLPL Financial LLCWells Fargo Clearing Services, LLC$2512-07-2018
Donald Dewayne DanielLPL Financial LLCWells Fargo Clearing Services, LLC$1,00011-19-2018
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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