Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Curtis PorterJ.J.B. Hilliard, W.L. Lyons, LLCWells Fargo Clearing Services, LLC$2502-20-2009
Terry Flint SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2009
Todd Howard CrutchleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-27-2009
William Darren HensleyGunnAllen Financial, IncWells Fargo Clearing Services, LLC03-06-2009
Shawn Patrick KenneyStephensWells Fargo Clearing Services, LLC$5004-16-2009
George William SpearsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-17-2009
Richard William WoollacottMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-17-2009
John Mark BrightonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1004-17-2009
Gregory Todd RisingerFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC$10005-26-2009
Matthew John PietrzakRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-26-2009
Ansel Claiborne BunchH&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$107-24-2009
Benjamin Arthur WorleyNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC09-01-2009
Benjamin Bradstreet FrazierFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC09-14-2009
Tillman Ralph Meetze Jr.Voya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC10-02-2009
Linda Anne SchermerhornLPL Financial LLCWells Fargo Clearing Services, LLC12-16-2009
David Tracy BowmanLPL Financial LLCWells Fargo Clearing Services, LLC$2512-18-2009
Kelly Jean GalloUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-12-2010
Debra Lybrand KeoughFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC$5002-08-2010
Andrew Joseph HardinHardin Capital Partners, LLCWells Fargo Clearing Services, LLC$1003-15-2010
Christopher Howard BarrFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC04-19-2010
James Edgar VealeBB&T Investment Services, Inc.Wells Fargo Clearing Services, LLC10-26-2010
David Leland TaylorAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC10-29-2010
William Clyde BridgemanDixon Hughes Goodman Wealth Advisors LLCWells Fargo Clearing Services, LLC11-19-2010
John Richard Coble IIIInvestment Professionals, Inc.Wells Fargo Clearing Services, LLC$5012-13-2010
Timothy Brett GoldmanMetLife Securities Inc.Wells Fargo Clearing Services, LLC02-01-2011
Next Page »

Showing 1 to 25 of 165 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.