Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry FLINT SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2009
Todd Howard CrutchleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10002-27-2009
Thomas Sidney Holland IIILPL Financial LLCWells Fargo Clearing Services, LLC$5004-15-2009
Richard William WoollacottMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5004-17-2009
John MARK BrightonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15004-17-2009
Gregory Todd RisingerFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC$10005-26-2009
Eugene Augustine Gilligan JrLPL Financial LLCWells Fargo Clearing Services, LLC06-02-2009
Windy L PeaveyEdward JonesWells Fargo Clearing Services, LLC$1,00008-17-2009
Benjamin Arthur WorleyNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC09-01-2009
David Tracy BowmanLPL Financial LLCWells Fargo Clearing Services, LLC12-18-2009
Debra Lybrand KeoughFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC$10002-08-2010
Andrew Joseph HardinHardin Capital Partners, LLCWells Fargo Clearing Services, LLC$1003-15-2010
David Leland TaylorAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC10-29-2010
Victor William Lunka JrBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC01-14-2011
Kerrick Scott King KeenanFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC$10004-04-2011
Mary Howard William PerryRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$7006-01-2011
Darrell Horace StricklandNext Financial Group, Inc.Wells Fargo Clearing Services, LLC06-03-2011
Eugene Harvey HinesLPL Financial LLCWells Fargo Clearing Services, LLC07-21-2011
James Gregory DavidLPL Financial LLCWells Fargo Clearing Services, LLC$1,00005-25-2012
Susan Ann CampionFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC$5005-30-2012
Tina Michele BryantSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$1,00006-22-2012
Cole Doyle ConnerLPL Financial LLCWells Fargo Clearing Services, LLC09-26-2012
Beverley Randolph Dunlap JrStephensWells Fargo Clearing Services, LLC$10010-12-2012
Robi Davern OwensLPL Financial LLCWells Fargo Clearing Services, LLC$1,00010-15-2012
Stephen N SorensenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-02-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.