Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roper Fields, Thomas Fields, B.V. Lawson Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15008-06-2019
Michael Hill MurdockEdward JonesWells Fargo Clearing Services, LLC$5006-28-2019
Andrew Todd BeasleyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10004-26-2019
Bradley Allen GallimoreFTB Advisors, Inc.Wells Fargo Clearing Services, LLC10-29-2018
Bradford Brindley LottRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-27-2018
Thomas Wilson Wade Jr.RBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15007-17-2018
Bradley Scott DickensJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10007-05-2018
Jason Richard MinorJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5007-05-2018
Donald Martin LevyStephensWells Fargo Clearing Services, LLC$5004-27-2018
Michael Kurt GlaserStephensWells Fargo Clearing Services, LLC04-27-2018
Jeffrey Lynn LittrellTBH Advisors, LLCWells Fargo Clearing Services, LLC04-26-2018
Charles Joseph SchilleciWealthcare Advisory Partners LLCWells Fargo Clearing Services, LLC10-23-2017
Daniel R. GriffeyWealthcare Advisory Partners LLCWells Fargo Clearing Services, LLC10-23-2017
William Emmett Baucum IIIWealthcare Advisory Partners LLCWells Fargo Clearing Services, LLC10-23-2017
Susan Elizabeth CrunkRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$24810-06-2017
Alan Edgar WilliamsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10010-06-2017
Thomas Michael Hunter Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5010-06-2017
Kathleen W. WardRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-06-2017
Michael ZepatosRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-31-2017
Ken Alan WilliamsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC08-18-2017
Bennett Christopher WalkerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$7708-16-2017
James Morris SmithJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC08-16-2017
Kim Alan RichardsonJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC08-16-2017
Robert Douglas SoerensMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-25-2017
James Bruce EvansBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5003-06-2017
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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