Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rick Andrew FuchsSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC10-02-2020
Vincent Connor FuchsSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC10-01-2020
Colton Wade JacobSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC10-01-2020
Victor RatiuSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC10-01-2020
Michael James LeporeRobinhood Financial, LLCWells Fargo Clearing Services, LLC09-24-2020
Juan M PerezJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-17-2020
Bradley Burt LivingstoneIndependent Financial Group, LLCWells Fargo Clearing Services, LLC09-16-2020
Glenda Azucena MartinezFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC09-16-2020
Parrish Ketely BradenHilltop Securities Inc.Wells Fargo Clearing Services, LLC09-11-2020
Jeffrey NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5009-10-2020
Robert Alexander WenzigJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-03-2020
Mark Q WalkerEdward JonesWells Fargo Clearing Services, LLC08-21-2020
Erik Jens PresleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-20-2020
Jerome Vance RadersStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15008-19-2020
Teresa J HunterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15008-19-2020
Jonathan Ross MontgomeryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-19-2020
Heather Erin MayAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-19-2020
Gee Gee QuinonesJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-30-2020
James Ray GarzaE*TRADE Securities LLCWells Fargo Clearing Services, LLC07-30-2020
John William Holmes IiiFSC Securities CorporationWells Fargo Clearing Services, LLC$2507-29-2020
James Ernest KoestnerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00007-07-2020
Walter E Griffith JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-02-2020
Jonathan David StewartStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-24-2020
Jose Alejandro EscobarJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-22-2020
Adam C FieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-19-2020
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Showing 1 to 25 of 463 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.