Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melissa Hatfield FlemingAllstate Financial Services, LLCWells Fargo Clearing Services, LLC09-29-2010
Jaime SantillanAllstate Financial Services, LLCWells Fargo Clearing Services, LLC04-01-2009
Kyle Blake HilsbergAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-10-2018
Christene Atkins BarrattAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-31-2018
Brian Lee BrodeAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$25006-29-2018
Patrick Michael CarneyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-05-2018
David Lee HuffAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-27-2017
Robert Roy WhittenburgAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2505-25-2017
Thomas Alfred HughesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$29103-17-2017
William Michael SteeleAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-17-2017
Richard D DunaganAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10409-02-2016
Kyle David CottonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-22-2016
Brent Allen BankerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-08-2016
Larry Gilbert LeviAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-24-2015
Robert Dale AndersonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2507-24-2015
Rodney Dean CoeAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-03-2014
Leon Arthur SchefflerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC02-22-2013
Marcel Joseph SchkudBBVA Securities Inc.Wells Fargo Clearing Services, LLC11-09-2015
Patrick Jude LabordeBBVA Securities Inc.Wells Fargo Clearing Services, LLC10-21-2014
Mark Anthony MenendezBBVA Securities Inc.Wells Fargo Clearing Services, LLC$1006-04-2014
Robert Michael SmithBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-04-2015
Matthew Blaine MilnerBOK Financial Services, Inc.Wells Fargo Clearing Services, LLC$10012-03-2018
Chris Paul GerowBOK Financial Services, Inc.Wells Fargo Clearing Services, LLC09-01-2011
Caleb V. AllenCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC12-09-2009
Qingyi Mark LiangCetera Investment Services LLCWells Fargo Clearing Services, LLC10-12-2015
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Showing 1 to 25 of 266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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