Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Joseph DowdUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$26501-08-2009
Toby Dale PulligUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5001-08-2009
David Paul AckelNext Financial Group, Inc.Wells Fargo Clearing Services, LLC$2501-29-2009
Holly Elizabeth PaceRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-02-2009
Stone Brett IreyEdward JonesWells Fargo Clearing Services, LLC$4403-09-2009
Jaime SantillanAllstate Financial Services, LLCWells Fargo Clearing Services, LLC04-01-2009
William Edward Livingston CosterHilltop Securities Inc.Wells Fargo Clearing Services, LLC04-03-2009
Amon Merrell Clark JrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10004-07-2009
Jerry Russell Browning JrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-07-2009
Thomas Anthony GiordanoStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5004-14-2009
James Kyle RockfordStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-14-2009
Thomas Allen SingletaryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2504-14-2009
Robert Lane AllenUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-17-2009
Kreg Alan UrquhartUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$14004-17-2009
Ramkrishna John ShuklaTD Ameritrade Investment Management, LLCWells Fargo Clearing Services, LLC$5004-28-2009
Bretton Wayne WilliamsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-18-2009
Happy Lane FranklinHilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC$2107-22-2009
Donald Wayne KainerLPL Financial LLCWells Fargo Clearing Services, LLC$5008-11-2009
Paul Justis Lancaster JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$7008-27-2009
Robert Bruce CallenderRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15008-27-2009
Champe William MillerRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC09-03-2009
Michael Davis ArpKestra Investment Services, LLCWells Fargo Clearing Services, LLC$609-04-2009
Breeann J AdamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-11-2009
Brian Arthur VanceRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-16-2009
Lawrence Michael WaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-16-2009
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Showing 1 to 25 of 463 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.