Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allan Paul WattRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-26-2015
Allison Marie Harter-OckwoodJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$15010-27-2016
Andrea S. Booker SmithMorgan StanleyWells Fargo Clearing Services, LLC08-12-2015
Andrew Arthur AtkinsonRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1004-05-2013
Andrew Franklin LaddRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5008-01-2014
Andrew L. RiceMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-19-2018
Andrew Sheridan WybleLPL Financial LLCWells Fargo Clearing Services, LLC10-13-2016
Andrew W. BushongMorgan StanleyWells Fargo Clearing Services, LLC$2511-15-2012
Anna Marie BuckhalterRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-05-2018
Anthony Thuy BuiLPL Financial LLCWells Fargo Clearing Services, LLC$1001-20-2017
Arnold Lamar HudsonLPL Financial LLCWells Fargo Clearing Services, LLC12-14-2012
Ashley Winkler GilesUSCA Securities LLCWells Fargo Clearing Services, LLC01-20-2015
Benjamin BowdenNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC$5003-23-2016
Benjamin M PhillipsEdward JonesWells Fargo Clearing Services, LLC$2510-28-2016
Billy Guy BraseltonSigma Financial CorporationWells Fargo Clearing Services, LLC$5001-29-2016
Billy Ray Gross, Paula Sue Sutton, William Brent SuttonMorgan StanleyWells Fargo Clearing Services, LLC07-20-2017
Billy Ray MillerEdward JonesWells Fargo Clearing Services, LLC03-16-2012
Brad Gene CranfordEdward JonesWells Fargo Clearing Services, LLC06-15-2012
Bradley David DartezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-09-2017
Bradley S. ShieldsUSCA Securities LLCWells Fargo Clearing Services, LLC04-05-2017
Brandon Keith GayLPL Financial LLCWells Fargo Clearing Services, LLC02-26-2016
Breeann J AdamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5009-11-2009
Brendan J. WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-10-2017
Brent Allen BankerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-08-2016
Brett Rutledge McClaranRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-06-2018
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Showing 1 to 25 of 266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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