Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Dale TaylorMorgan StanleyWells Fargo Clearing Services, LLC03-02-2012
Helen Marie DevitoMorgan StanleyWells Fargo Clearing Services, LLC03-01-2012
Gregory Don StephensHilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC01-30-2012
Mark Allen KayeUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-17-2012
Emery Tibor NyilasMorgan StanleyWells Fargo Clearing Services, LLC12-15-2011
Mark Valdez, Marcus A RollsMorgan StanleyWells Fargo Clearing Services, LLC12-01-2011
James Alfred HazelRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$2511-02-2011
George Vincent GamezRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$2511-02-2011
Stephen Montez MillsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15010-14-2011
Stuart Bradley BaysWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1010-14-2011
Chris Paul GerowBOK Financial Services, Inc.Wells Fargo Clearing Services, LLC09-01-2011
John C. HudsonLincoln InvestmentWells Fargo Clearing Services, LLC07-18-2011
Kenneth E. ToopsSWBC Investment Services, LLCWells Fargo Clearing Services, LLC07-05-2011
Reuben John Englert Jr.Morgan StanleyWells Fargo Clearing Services, LLC06-30-2011
George Keener Gill Jr.USAA Financial Advisors, Inc.Wells Fargo Clearing Services, LLC06-13-2011
Shay Charles HammontreeWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1006-03-2011
David Michael AdamsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$20004-21-2011
Kenneth Wayne WorleyLPL Financial LLCWells Fargo Clearing Services, LLC12-01-2010
Carolyn E. MartinMid Atlantic Capital CorporationWells Fargo Clearing Services, LLC$5010-15-2010
Melissa Hatfield FlemingAllstate Financial Services, LLCWells Fargo Clearing Services, LLC09-29-2010
Tricia Zellman BeeversStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15003-01-2010
Caleb V. AllenCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC12-09-2009
Sheree Darlene StacyWorth Financial Group Inc.Wells Fargo Clearing Services, LLC11-24-2009
Gregory Lynn ShipperComerica SecuritiesWells Fargo Clearing Services, LLC11-02-2009
Christopher Glenn LaneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-30-2009
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Showing 226 to 250 of 266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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