Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Stephen MyattStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-11-2016
Jarrod Shane HixElement Retirement & Investment Consultants, L.L.C.Wells Fargo Clearing Services, LLC10-06-2016
Paul Edward BengeLPL Financial LLCWells Fargo Clearing Services, LLC09-30-2016
Scott David HammerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-30-2016
Donald William Elster Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-30-2016
Chris Carroll HathawayNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC$5009-21-2016
Kim D. CampbellLPL Financial LLCWells Fargo Clearing Services, LLC09-13-2016
Richard D DunaganAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10409-02-2016
John Neale McIntyreRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5008-26-2016
James Wesley FarisFrost Brokerage Services, Inc.Wells Fargo Clearing Services, LLC07-08-2016
Stavros Arthur MegasFarmers Financial Solutions, LLCWells Fargo Clearing Services, LLC07-01-2016
Shelley Leavitt NadelFSC Securities CorporationWells Fargo Clearing Services, LLC06-22-2016
Pamela Claire MilsteadFrost Brokerage Services, Inc.Wells Fargo Clearing Services, LLC06-14-2016
Michael Lawrence MulloyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5004-29-2016
Nathan D. BellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-29-2016
Gagan D. SinghMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-26-2016
Kyle David CottonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-22-2016
Benjamin BowdenNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC$5003-23-2016
John Kim YambaoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-11-2016
Megan Nicole PriceUSCA Securities LLCWells Fargo Clearing Services, LLC$1403-04-2016
Daniel J. RossettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15002-26-2016
Elke Nicole RhodaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5002-26-2016
Brandon Keith GayLPL Financial LLCWells Fargo Clearing Services, LLC02-26-2016
John Olwyn Dix Jr.USCA Securities LLCWells Fargo Clearing Services, LLC$10002-12-2016
Robin Christy AustinUSCA Securities LLCWells Fargo Clearing Services, LLC02-12-2016
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Showing 101 to 125 of 266 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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