Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Alexander GregorySigma Financial CorporationWells Fargo Clearing Services, LLC$2503-23-2015
Brian Richard DodsonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5002-12-2015
Paula Ann CzapkoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5002-06-2015
Ashley Winkler GilesUSCA Securities LLCWells Fargo Clearing Services, LLC01-20-2015
Matthew Philip RickawayRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1001-07-2015
Phillip Thomas GraiffEdward JonesWells Fargo Clearing Services, LLC12-05-2014
Holli F. GlassMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-26-2014
Leticia Rene JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-24-2014
Patrick Jude LabordeBBVA Securities Inc.Wells Fargo Clearing Services, LLC10-21-2014
Darren Allen JamesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5008-22-2014
Derek Chung SuUSCA Securities LLCWells Fargo Clearing Services, LLC$1008-15-2014
Andrew Franklin LaddRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5008-01-2014
Charles Leon EvansProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-28-2014
Richard Douglas SielingUSCA Securities LLCWells Fargo Clearing Services, LLC$10006-27-2014
Timothy Bryan StansburyS.G. Long & CompanyWells Fargo Clearing Services, LLC06-19-2014
Carlos Robert RomeroNext Financial Group, Inc.Wells Fargo Clearing Services, LLC$5006-09-2014
Mark Anthony MenendezBBVA Securities Inc.Wells Fargo Clearing Services, LLC$1006-04-2014
Francis James O'Neill IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-28-2014
Eric SchnitzerTD Ameritrade Investment Management, LLCWells Fargo Clearing Services, LLC05-01-2014
My V. LeVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC05-01-2014
Craig Joseph SteuryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-30-2014
Mark Ian ItnyreFrost Brokerage Services, Inc.Wells Fargo Clearing Services, LLC04-22-2014
Emilio Fuentes Jr.Hilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC$2503-06-2014
David Marc MizrahiKestra Investment Services, LLCWells Fargo Clearing Services, LLC02-04-2014
Rickey Jack CarlsonVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC01-30-2014
« Previous PageNext Page »

Showing 151 to 175 of 266 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.