Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Ira MagidRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10001-24-2014
Rudy GatesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-14-2014
Rodney Dean CoeAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-03-2014
Stephen Alexander RatchfordR5 Capital ManagementWells Fargo Clearing Services, LLC01-02-2014
Rodney Lee DahlRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10010-31-2013
Douglas Andrew NobleRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5010-31-2013
Gregory Thomas BowdenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-31-2013
Bryan Clay DavisThrivent Investment Management Inc.Wells Fargo Clearing Services, LLC10-22-2013
Matthew Joseph KellyMorgan StanleyWells Fargo Clearing Services, LLC09-23-2013
Shawn CrowLincoln InvestmentWells Fargo Clearing Services, LLC09-16-2013
Justine Marie JueleTD Ameritrade Investment Management, LLCWells Fargo Clearing Services, LLC08-30-2013
Brian Criag ByersUSAA Financial Advisors, Inc.Wells Fargo Clearing Services, LLC08-22-2013
Dal W Wayne BurrousJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-22-2013
Kevin Ray DeanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2507-19-2013
Stephen Daniel AllainRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10007-03-2013
Lana Kay MacrumJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-27-2013
Tuong-Vy N. TranJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-19-2013
Kyle James GauthreauxUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10006-10-2013
Patterson Henry RobertsonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC06-10-2013
Jason Khalil KhawajaUBS Financial Services Inc.Wells Fargo Clearing Services, LLC06-10-2013
George Edward CarsonEdward JonesWells Fargo Clearing Services, LLC$5005-24-2013
Thomas William PickettUBS Financial Services Inc.Wells Fargo Clearing Services, LLC05-21-2013
David Dwight GreenEdward JonesWells Fargo Clearing Services, LLC04-26-2013
Andrew Arthur AtkinsonRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1004-05-2013
Richard Glen PfeilRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC04-05-2013
« Previous PageNext Page »

Showing 176 to 200 of 266 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.