Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Wayne KainerLPL Financial LLCWells Fargo Clearing Services, LLC$5008-11-2009
Kenneth Wayne WorleyLPL Financial LLCWells Fargo Clearing Services, LLC$2512-01-2010
Nicholas Joseph SmithLPL Financial LLCWells Fargo Clearing Services, LLC$10010-12-2012
Brian Christopher SeitzLPL Financial LLCWells Fargo Clearing Services, LLC01-31-2013
Sherrie L PatrickLPL Financial LLCWells Fargo Clearing Services, LLC04-19-2013
Sarah Sharee MarshallLPL Financial LLCWells Fargo Clearing Services, LLC04-23-2013
Kim Campbell Doris SilvaLPL Financial LLCWells Fargo Clearing Services, LLC$6609-13-2016
Kim D CampbellLPL Financial LLCWells Fargo Clearing Services, LLC09-13-2016
Paul Edward BengeLPL Financial LLCWells Fargo Clearing Services, LLC09-30-2016
Leslie Beachum BengeLPL Financial LLCWells Fargo Clearing Services, LLC09-30-2016
Sheldon Matthew BengeLPL Financial LLCWells Fargo Clearing Services, LLC09-30-2016
Kathleen Graham Andrew WybleLPL Financial LLCWells Fargo Clearing Services, LLC$15310-13-2016
Kathleen Wyble GrahamLPL Financial LLCWells Fargo Clearing Services, LLC$10010-13-2016
Michelle Miguez-GarciaLPL Financial LLCWells Fargo Clearing Services, LLC10-13-2016
Andrew Sheridan WybleLPL Financial LLCWells Fargo Clearing Services, LLC10-13-2016
Terry Lavern Thompkins IILPL Financial LLCWells Fargo Clearing Services, LLC$1012-01-2016
Shawn Allen StultsLPL Financial LLCWells Fargo Clearing Services, LLC12-15-2016
Anthony Bui Quan LuuLPL Financial LLCWells Fargo Clearing Services, LLC$8301-20-2017
James Ryan TaylorLPL Financial LLCWells Fargo Clearing Services, LLC06-16-2017
Jesse MillerLPL Financial LLCWells Fargo Clearing Services, LLC$8808-24-2017
Douglas AllenLPL Financial LLCWells Fargo Clearing Services, LLC$11908-25-2017
Roddrick NewhouseLPL Financial LLCWells Fargo Clearing Services, LLC$1,00011-08-2017
Justin L WooleyLPL Financial LLCWells Fargo Clearing Services, LLC11-20-2017
Jerry Tyler WilliamsLPL Financial LLCWells Fargo Clearing Services, LLC09-07-2018
Kostas Kenneth LueckerLPL Financial LLCWells Fargo Clearing Services, LLC10-04-2018
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.