Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Ian DorseyHeritage Wealth Management Group, LtdWells Fargo Clearing Services, LLC10-01-2020
James Michael MastersPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC09-21-2020
Donte C SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-31-2020
Curtis Leon Lassiter JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-31-2020
Logan Ray JacksonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-30-2020
Jamie Irving MattioliNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC05-27-2020
George Upshur NottinghamRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2020
Susan B NottinghamRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-06-2020
Thomas Paul LeemanRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-06-2020
James Tyler Pugh JrCAPTRUSTWells Fargo Clearing Services, LLC04-15-2020
Charles FerssizidisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-09-2020
Christopher William BrownBrown | Miller Wealth Management, LLCWells Fargo Clearing Services, LLC03-03-2020
David Alan MillerBrown | Miller Wealth Management, LLCWells Fargo Clearing Services, LLC03-03-2020
Timothy Steven FlaniganBrown | Miller Wealth Management, LLCWells Fargo Clearing Services, LLC03-03-2020
Erkan HajricMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-11-2020
Lindsay Truluck WalkerFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC02-10-2020
Sharayah Joy ReedMorgan StanleyWells Fargo Clearing Services, LLC01-21-2020
Yvonne Maria KennedyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-16-2020
Lashae McmillanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-18-2019
April Lain-Show WuPNC InvestmentsWells Fargo Clearing Services, LLC11-19-2019
Millicent Patryce EubanksMorgan StanleyWells Fargo Clearing Services, LLC11-15-2019
William West Thompson JrCetera Advisor Networks LLCWells Fargo Clearing Services, LLC$1,00011-12-2019
James Leslie Heaton JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10010-07-2019
Brandon Christopher KegleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-07-2019
Richard Edward KegleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-07-2019
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Showing 1 to 25 of 211 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.