Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Tyler Pugh Jr.CAPTRUSTWells Fargo Clearing Services, LLC04-15-2020
Charles FerssizidisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-09-2020
Erkan HajricMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-11-2020
Lindsay Truluck WalkerFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC02-10-2020
Sharayah Joy ReedMorgan StanleyWells Fargo Clearing Services, LLC01-21-2020
Stephen Wallace GeorgeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-16-2020
Yvonne Maria KennedyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-16-2020
Lashae McmillanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-18-2019
April Lain-Show WuPNC InvestmentsWells Fargo Clearing Services, LLC11-19-2019
Millicent Patryce EubanksMorgan StanleyWells Fargo Clearing Services, LLC11-15-2019
William West Thompson Jr.Cetera Advisor Networks LLCWells Fargo Clearing Services, LLC11-12-2019
Joseph Daily StarnesWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-22-2019
James Leslie Heaton Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10010-07-2019
Brandon Christopher KegleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-07-2019
Richard Edward KegleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-07-2019
James William Dunn Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC05-31-2019
George Gardes Macdonald Jr.Beacon Harbor Wealth AdvisorsWells Fargo Clearing Services, LLC$10005-16-2019
Jeremy Wayne IngramBeacon Harbor Wealth AdvisorsWells Fargo Clearing Services, LLC$15005-16-2019
Steven Shelby StricklandAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5005-02-2019
James Patrick HarringtonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10005-02-2019
Geoffrey Price SiskRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-25-2019
Jason Michael StatutaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-25-2019
Hynson Howell Marvel IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-25-2019
Paul Lawrence Fowler Jr.Moors & Cabot, Inc.Wells Fargo Clearing Services, LLC04-17-2019
Jordan Palmer JohnWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC04-15-2019
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Showing 1 to 25 of 310 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.