Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Thomas WimerAllstate Financial Services, LLCWells Fargo Clearing Services, LLC06-18-2010
Gregory James StringfieldAmerican Portfolios Financial Services, Inc.Wells Fargo Clearing Services, LLC07-31-2009
James William Dunn Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC05-31-2019
Steven Shelby StricklandAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5005-02-2019
James Patrick HarringtonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10005-02-2019
Paul Andrew StaplesAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00002-14-2019
Patrick Lawrence MurphyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-18-2019
Douglas Clayton Melrose Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5008-24-2018
Jason Lee WilliamsAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10003-15-2018
Bruce Creighton LowreyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC12-20-2017
Herbert Leon McClaryAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-21-2017
Scott Whitman MathesonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$9304-26-2017
Alex Ethan HendricksonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC03-02-2016
Rebecca Kosnac BaughmanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC03-02-2016
Kevin Timothy WoodAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15004-30-2015
Henry Clay Shores Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC$2504-30-2015
Karen Dreessen HigginsAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5004-30-2015
Timothy P. McCleereyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-03-2012
Edward Ambrose Hanks IIAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5001-20-2012
Cheryl Jean DavisAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-20-2012
James Franklin NorrisAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC10-07-2011
Robert Harris SullivanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5003-20-2009
Michael Shindell GeterBB&T Investment Services, Inc.Wells Fargo Clearing Services, LLC01-10-2017
Jacob Robert ShifflettBB&T Investment Services, Inc.Wells Fargo Clearing Services, LLC09-07-2016
Sean T. HarlanBB&T Investment Services, Inc.Wells Fargo Clearing Services, LLC09-07-2016
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Showing 1 to 25 of 312 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.