Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Faulkner PaxtonLPL Financial LLCWells Fargo Clearing Services, LLC01-09-2009
Douglas Penn FrenchBB&T Investment Services, Inc.Wells Fargo Clearing Services, LLC01-12-2009
Jennifer Lynn BerdellMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-16-2009
Peter Carlyle WallsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5001-16-2009
Michael Walker ButterfieldPNC InvestmentsWells Fargo Clearing Services, LLC01-22-2009
Ronald Jacob DawsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-10-2009
John Heery KreutzerScott & Stringfellow, LLCWells Fargo Clearing Services, LLC$10002-13-2009
Allen Dale BecknerLPL Financial LLCWells Fargo Clearing Services, LLC02-17-2009
Robert Harris SullivanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5003-20-2009
Thomas Sidney Holland IIILPL Financial LLCWells Fargo Clearing Services, LLC$2504-15-2009
Jeanne Catherine BakerLPL Financial LLCWells Fargo Clearing Services, LLC05-22-2009
Don Andrew Price Jr.Lombard Securities IncorporatedWells Fargo Clearing Services, LLC$5005-23-2009
Gregory Thaddeus MooreLPL Financial LLCWells Fargo Clearing Services, LLC$2506-12-2009
Peter John ClarkeScott & Stringfellow, LLCWells Fargo Clearing Services, LLC$20006-12-2009
Neva Elyse HagopianScott & Stringfellow, LLCWells Fargo Clearing Services, LLC$20006-12-2009
William Franklin BrinkleyScott & Stringfellow, LLCWells Fargo Clearing Services, LLC06-12-2009
Andrew Michael KarrScott & Stringfellow, LLCWells Fargo Clearing Services, LLC06-12-2009
Amy Adams SchirmerScott & Stringfellow, LLCWells Fargo Clearing Services, LLC06-16-2009
William Leon FordLPL Financial LLCWells Fargo Clearing Services, LLC06-30-2009
Edwin Deward Handley Jr.Fulcrum Securities, LLCWells Fargo Clearing Services, LLC$10007-01-2009
Benjamin Preston Ivey Jr.CUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-16-2009
Ronald Victor NeblettEdward JonesWells Fargo Clearing Services, LLC$15007-24-2009
Gregory James StringfieldAmerican Portfolios Financial Services, Inc.Wells Fargo Clearing Services, LLC07-31-2009
Tammy C PetersenWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC08-06-2009
Claudia Sabine BressmanFirst Command Financial Planning, Inc.Wells Fargo Clearing Services, LLC08-27-2009
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Showing 1 to 25 of 312 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.