Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fred Chun LeeU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15003-31-2020
Nichole Eileen HeidrickFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC02-14-2020
Leigh Allison KraftFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC02-14-2020
Nicole Marie EnglandU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-10-2020
Marc Earl GlassWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC$15001-09-2020
Nathan Evan TeppEQ Wealth ManagementWells Fargo Clearing Services, LLC01-06-2020
David Howard HooperKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC12-07-2019
Brandon W. Krizo YapleFisher InvestmentsWells Fargo Clearing Services, LLC11-19-2019
David Anthony MadiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-04-2019
Joshawa W. HardingNYLIFE Securities LLCWells Fargo Clearing Services, LLC10-22-2019
Jeremy Lee GuayClear Creek Financial Management, LLCWells Fargo Clearing Services, LLC09-23-2019
Michael Louis DavisFisher InvestmentsWells Fargo Clearing Services, LLC09-18-2019
Arturo GarciduenasJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-11-2019
Curtis Antonio MasonMorgan StanleyWells Fargo Clearing Services, LLC08-30-2019
William Michael FurrCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC08-28-2019
Rylan Stephen NordquistJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-15-2019
Patricia Shannon HeaslerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5007-31-2019
Ken Le PhamU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-29-2019
Lyle Kenneth HewsPark Avenue Securities LLCWells Fargo Clearing Services, LLC07-17-2019
Robert Wayne HoffpauirFisher InvestmentsWells Fargo Clearing Services, LLC07-16-2019
Vincent Edward StantonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-09-2019
James Patrick HardingCiti Private Advisory, LLCWells Fargo Clearing Services, LLC05-17-2019
Chad Michael BakerFisher InvestmentsWells Fargo Clearing Services, LLC05-16-2019
Eric Wendell AllenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00005-02-2019
Richard Allan NelsonLPL Financial LLCWells Fargo Clearing Services, LLC$10005-01-2019
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Showing 1 to 25 of 176 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.