Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent Edward StantonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-09-2019
Briana Jane BlockerAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC10-16-2013
Jerry Leonard KnutsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC03-18-2011
Dennis Eugene VaagenAvantax Investment Services, Inc.Wells Fargo Clearing Services, LLC$2503-18-2009
John Thomas CurleBrighton Jones LLCWells Fargo Clearing Services, LLC12-01-2017
Bradley Wayne HeathCetera Investment Services LLCWells Fargo Clearing Services, LLC03-28-2018
Erik Kristofor NaslundCetera Investment Services LLCWells Fargo Clearing Services, LLC05-19-2017
Timothy Dean SemlickCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-25-2011
James Patrick HardingCiti Private Advisory, LLCWells Fargo Clearing Services, LLC05-17-2019
Jeremy Lee GuayClear Creek Financial Management, LLCWells Fargo Clearing Services, LLC09-23-2019
Keith Wade MalekD.A. Davidson & Co.Wells Fargo Clearing Services, LLC02-29-2012
Scott Eugene BergD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$15004-16-2009
Andres Ernesto JimenezEdward JonesWells Fargo Clearing Services, LLC02-04-2019
Kirk Louis MandlinEdward JonesWells Fargo Clearing Services, LLC$5003-31-2017
Jeffrey E AllenEdward JonesWells Fargo Clearing Services, LLC$15009-13-2013
John Patrick DolanEdward JonesWells Fargo Clearing Services, LLC06-24-2013
Michael FerreraEdward JonesWells Fargo Clearing Services, LLC$2508-24-2012
Jill D Poppe LoveallEdward JonesWells Fargo Clearing Services, LLC$2503-16-2009
Nathan Evan TeppEQ Wealth ManagementWells Fargo Clearing Services, LLC01-06-2020
Nichole Eileen HeidrickFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC02-14-2020
Leigh Allison FlorFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC02-14-2020
Andrew William KooymanFisher InvestmentsWells Fargo Clearing Services, LLC11-20-2019
Brandon W Krizo YapleFisher InvestmentsWells Fargo Clearing Services, LLC11-19-2019
Michael Louis DavisFisher InvestmentsWells Fargo Clearing Services, LLC09-18-2019
Robert Wayne HoffpauirFisher InvestmentsWells Fargo Clearing Services, LLC07-16-2019
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.