Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jill D. Poppe LoveallEdward JonesWells Fargo Clearing Services, LLC$1003-16-2009
Thomas Michael WenzelRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2503-31-2009
Scott Eugene BergD.A. Davidson & Co.Wells Fargo Clearing Services, LLC04-16-2009
Garth Michael ConnerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-30-2009
Darreld Christian Hutchins Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15007-09-2009
Lawrence Jett Hoskins Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-16-2009
William Clarke ArnoldRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-17-2009
Richard Henry ReithWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC07-16-2010
Leah Elizabeth ChristiansenCentaurus Financial, Inc.Wells Fargo Clearing Services, LLC08-24-2010
Connor James DonnellyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC10-20-2010
Michael Anthony FahsholtzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5003-02-2011
Jerry Leonard KnutsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-18-2011
Randy Allyn HulettStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-09-2011
Gina Marie PafundiLPL Financial LLCWells Fargo Clearing Services, LLC01-03-2012
Keith Wade MalekD.A. Davidson & Co.Wells Fargo Clearing Services, LLC02-29-2012
Barbara Ward RowleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10003-26-2012
Tobias Riley ShinerLPL Financial LLCWells Fargo Clearing Services, LLC04-30-2012
Gregory Michael SmithLPL Financial LLCWells Fargo Clearing Services, LLC$1005-11-2012
Janine Williamson SatterfieldKey Investment Services LLCWells Fargo Clearing Services, LLC06-04-2012
Michael O. FerreraEdward JonesWells Fargo Clearing Services, LLC$1008-24-2012
Jeff A. NizichU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$2504-01-2013
Scott Steven CarterMorgan StanleyWells Fargo Clearing Services, LLC04-19-2013
Briana Jane BlockerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-16-2013
Rodney Wayne Van BelleLaird Norton Wealth ManagementWells Fargo Clearing Services, LLC10-21-2013
Susan Marie ChandlerUmpqua Investments, Inc.Wells Fargo Clearing Services, LLC10-31-2013
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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