Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc A HankinLPL Financial LLCWells Fargo Clearing Services, LLC$11701-29-2009
Shawn Michael RichardsonMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC02-01-2009
Matthew James WorthingtonHornor, Townsend & Kent, LLCWells Fargo Clearing Services, LLC02-13-2009
Jill D Poppe LoveallEdward JonesWells Fargo Clearing Services, LLC$2503-16-2009
Scott Norman SettleHornor, Townsend & Kent, LLCWells Fargo Clearing Services, LLC03-20-2009
Thomas Michael WenzelRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5003-31-2009
Arthur Earl LarvieD.A. Davidson & Co.Wells Fargo Clearing Services, LLC04-16-2009
Scott Eugene BergD.A. Davidson & Co.Wells Fargo Clearing Services, LLC$15004-16-2009
Garth Michael ConnerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15004-30-2009
Timothy Mark ScheuffeleRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-30-2009
Kurt Douglass GilgeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15005-15-2009
Pamela Joan SmithH&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC07-01-2009
Stephen Albert MorachD.A. Davidson & Co.Wells Fargo Clearing Services, LLC07-01-2009
Darreld Christian Hutchins Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-09-2009
Lawrence Jett Hoskins Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10107-16-2009
William Clarke ArnoldRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-17-2009
Robert Scott EifordChase Investment Services Corp.Wells Fargo Clearing Services, LLC11-01-2009
Larry Thomas ChristiansenKMS Financial Services, Inc.Wells Fargo Clearing Services, LLC$1002-12-2010
Jeffrey Charles RattiChase Investment Services Corp.Wells Fargo Clearing Services, LLC04-30-2010
Riley Charles MoringChase Investment Services Corp.Wells Fargo Clearing Services, LLC06-14-2010
Phillip G DamesSymetra Investment Services, Inc.Wells Fargo Clearing Services, LLC08-05-2010
Leah Elizabeth ChristiansenCentaurus Financial, Inc.Wells Fargo Clearing Services, LLC$2508-24-2010
Connor James DonnellyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15010-20-2010
Scott Robert RahnU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC02-22-2011
Michael Anthony FahsholtzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5003-02-2011
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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